SEC Investor Alert

The SEC’s Office of Investor Education and Advocacy (OIEA) and the North American Securities Administrators Association (NASAA) are issuing this Investor Alert to warn investors of the potential risks associated with investing through self-directed Individual Retirement Accounts (self-directed IRAs).

Here Are Some Other Helpful Resources

  • 732-0330The Securities and Exchange Commission (SEC) is dedicated to helping Americans protect their investments.
  • 737-0900The North American Securities Administrators’ Association (NASAA) provides information on investor education.
  • 590-6500The Financial Industry Regulatory Authority (FINRA) has an
    “Investor” section on Smart Investing.
  • 687-2277American Association of Retired Persons (AARP) includes a section on scams, fraud and consumer protection.